By engaging in the foregoing conduct, Defendants have violated, and unless restrained and enjoined will continue to violate, Section 5(e) of the Securities Act,
SEC v. Terraform Court Filing, retrieved on February 16, 2023, is part of . You can jump to any part in this filing . This is part 36 of 38. HackerNoon’s Legal PDF Series here SIXTH CLAIM FOR RELIEF Unregistered offer of Security-Based Swaps with Non-Eligible Contract Participants of the Securities Act) 185. The Commission re-alleges and incorporates by reference the allegations contained in paragraphs 1 through 172. 186.
Defendants, directly or indirectly, made use of the means or instruments of transportation or communication in interstate commerce or the mails, to offer to sell, offer to buy or purchase or sell, a security-based swap to persons who are not eligible contract participants as defined in Section 1a of the Commodity Exchange Act, 7 U.S.C. § la, without an effective registration statement. 187. 15 U.S.C. § 77e. Continue Reading .
United Kingdom Latest News, United Kingdom Headlines
Similar News:You can also read news stories similar to this one that we have collected from other news sources.
The SEC's Allegations Against Do Kwon and Terraform Just Keep On ComingThe SEC just continues to drop allegation and allegation against Terraform Labs.
Read more »
Terraform Was Selling a Security-Based Swap to People Who Were Not Eligible Contract ParticipantsTerraform Labs was doing something they were absolutely not supposed to be doing.
Read more »
China dumps most U.S. securities in 4 years, perhaps to defend a weakening yuanJoseph Adinolfi is a markets reporter at MarketWatch.
Read more »
Instagram will soon let you create polls in your comments sectionFirst animated GIFs, now polls. The Instagram comment section is getting more interactive.
Read more »
Caltrans renames section of I-5 for veteran firefighterWilliam “Bill“ Clayton saved hundreds of lives and even entire towns during career that spanned 50 years.
Read more »